Legal & Compliance
📍 Mumbai
💼 Experience: 5-8 Years
- Responsible for legal drafting, vetting, documentation, negotiations, litigations, etc.
- Responsible for all day to day matters relating to Regulatory Compliance including but not limited to SEBI (MF) Regulations, RBI reporting, Companies Act, 2013, AML, Insider Trading, RBI reporting, FATCA, etc.
- Prepare standard legal documents, all policies including Group standards, update them from time to time, and keep their version controls and ensuring compliance with the same.
- Responsible for all compliance initiatives and handle all day to day compliance activities.
- Assisting Compliance Officer in setting up of new business/business transition.